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  • Regulatory Compliance Analyst

    Job Locations US-CT-New Haven
    Posted Date 3 months ago(9/20/2018 2:22 PM)
    Client & Job Location : Address
    115 Munson St
    Client & Job Location : Postal Code
    Job ID
    # of Openings
  • Overview

    BankMobile, a division of Customers Bank, is looking for a passionate, hard-working individual to join our Compliance team as a Regulatory Compliance Analyst. The Regulatory Compliance Analyst is responsible for promoting a culture of compliance and the identification, escalation and timely mitigation of compliance risks by assisting the first line of defense in any compliance activities and related process that is not limited to the list below.


    Bank Mobile is currently looking for a Regulatory Compliance Analyst to handle the following responsibilities:

    • Advise and monitor for financial services activities regarding Company’s regulatory compliance requirements, including the USA PATRIOT Act, Bank Secrecy Act, OFAC, Regulations E, D, DD, and CC and other deposit related banking rules and regulations to ensure the organization complies with all pertinent state and federal laws.
    • Maintaining a high degree of accuracy and attention to details while performing monitoring and testing functions.
    • Create and maintain a regulatory inventory. Assist with updates to policies, work papers and desk procedures to ensure they reflect regulatory requirements.
    • Contribute to compliance risk assessment and perform monitoring and testing to determine the effectiveness of the first line of defense processes and risk controls.
    • Review and identify compliance training needs and third-party participation to ensure adequacy, and completion.
    • Review the findings of the monitoring results with pertinent personnel and discuss recommendations for corrective action.
    • Communicates with executives and line management to gather or convey relevant information. May be involved in high-level client contact and exposure to sensitive information, and must use considerable tact, diplomacy and judgment
    • Validate that commitments made regarding actions in response to Matters Requiring Attention ("MRAs") and other actions are completed for the first line. Escalate regulatory relations concerns to Compliance Manager or senior management.


    Additional responsibilities include: Candidate will also be expected to assist in administrative duties:

    • Performs diverse, advanced and confidential administrative support functions including composing, and updating routine governance correspondence.
    • Candidate must have experience in reviewing business requirements and related documentation, to ensure that the systems that they depict will be compliant with applicable state and federal laws.
    • Advanced administrative and analytical skills. Thorough knowledge of a variety of software programs.




    • Bachelor's degree required.
    • Minimum of 3 years of directly related work experience in banking regulatory compliance
    • Candidate must understand back office bank processing for all deposit products.
    • Thorough knowledge of USA PATRIOT Act, Bank Secrecy Act, OFAC, Regulations E, DD and CC and other related deposit banking rules and regulations
    • Successful experience in performing analysis of compliance practices and procedures
    • Excellent analytical and communication skills
    • Should be a self-starter and organized; able to work independently, without supervision; able to solve problems and offer solutions.

    Established in 2015, BankMobile is a division of Customers Bank and America’s largest and fastest growing mobile-first bank offering checking and savings accounts. BankMobile provides an alternative banking experience to the traditional model and is focused on technology, innovation, easy-to-use products and education with the mission of being “customer-obsessed” and creating “customers for life.” The disruptive, multi-partner distribution model, known as “Bank-as-a-Service,” created by the executive team enables BankMobile to acquire customers at higher volumes and substantially lower expense than traditional banks. Its low-cost operating model enables it to provide low-cost banking services to low/middle-income Americans who have been left behind by the high-fee model of “traditional” banks. Today, BankMobile provides its “Bank-as-a-Service” platform to colleges and universities and currently serves nearly two million account-holders at 800 campuses (covering one out of every three students in the U.S.). BankMobile is operating as the digital banking division of Customers Bank, which is a Federal Reserve regulated and FDIC-insured commercial bank. For more information, please visit: www.bankmobile.com.     BankMobile, a division of Customers Bank, will provide consideration for employment to qualified applicants without regard to their race, color, religion, national origin, sex, protected veteran status or disability.   BankMobile, a division of Customers Bank. Member FDIC - Equal Housing Lender - All Rights Reserved


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